October 2007

This month's topic...

Impact of Regulator's Review of "Free Lunch Seminars"

This month's guest speaker is...

Dave Axel

Chief Regulatory Officer for Response Mail Express

Dave Axel is a graduate of Rutgers School of Law; he has a MBA and a Masters in Computer Information Systems. He holds several patents, one of which is a regulatory compliance application. He has been working with Response Mail Express for 2 years, with his focal point being regulatory compliance

Every financial professional will want to register to hear the latest news regarding the recent report issued by a joint committee on their recent review of Financial Advisor's using "Free Lunch" seminars to market to seniors.

RME was the only seminar marketing company that participated in the live event which featured the release of a 47 page report on the committee's findings.

Key questions that will be discussed include the following:

• Why was the report necessary?
• What Kind of Research Did they Do?
• What were their findings?
• How might this report impact seminar marketing - if at all?
• Who's "breaking the rules?"
• What can you do to avoid getting in trouble with your seminar marketing?
• What is RME doing to help seminar marketers?
• What's next from the regulators?
• And much, much more.

Don't listen to the rumors and gossip you hear in the Financial Advisor Community. Hear the facts from the Seminar Marketing company that participated in this meeting and what we're doing to help you conduct powerful, effective and more compliant seminar marketing campaigns! When it comes to seminar marketing, RME is the undisputed leader in the financial services industry. We're committed to taking a leadership role in helping to ensure that this form of lead generation continues to grow and prosper.

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